Tenant Alteration & Storefront Modification Request Form

1. General Applicant & Premises Information

Tenant / Business Name

Trade Name / Store Name (DBA)

Shopping Center Name

Space / Unit Number

Square Footage

Primary Tenant Contact

Title

Phone

Email

Store Manager On-Site

Phone

Email

2. Scope Of Retail Improvements

Target Timeline

Proposed Construction Start Date

Target Grand Opening / Re-opening Date

Categories of Work (Check all that apply)

Detailed Description of Work:

Provide a clear summary of all proposed exterior and interior retail modifications (attach extra sheets if necessary)

3. Design, Signage & Engineering Consultants

Retail Architect / Interior Designer

Company Name

Contact Name

License #

Phone

Email

Signage Fabricator & Installer

Company Name

Contact Name

License #

Phone

Email

4. General Contractor & Sub-Contractor Directory

General Contractor (GC)

Company Name

On-Site Superintendent

Mobile

Office Phone

Email

Commercial License Number

Sub-Contractor List

Trade

Company Name

Contact Person

Phone Number

Electrical / Lighting
 
 
 
HVAC & Controls
 
 
 
Plumbing
 
 
 
Signage Installation
 
 
 
Security / EAS Systems
 
 
 

5. COMPREHENSIVE SUBMISSION CHECKLIST

Attach two (2) physical drawing sets and one (1) digital PDF set of the following:

Storefront Elevations & Architectural Plans: Dimensioned renderings including materials, finishes, color palettes, and glass specifications.

Signage Package: Detailed shop drawings showing sign dimensions, letter depth, illumination specifications (LED/halo-lit), electrical connections, and mounting details.

Reflected Ceiling & MEP Plans: Lighting layout, HVAC diffuser placement, and emergency lighting paths.

Structural Floor Load Calculations: Stamped engineering calculations for heavy safes, high-density display units, or concrete cutting.

Certificates of Insurance (COI): COI for GC and installers naming Landlord and Mall Management as Additional Insureds (Minimum limits: $2,000,000 Commercial General Liability, $1,000,000 Auto, Workers’ Comp per statutory limits).

Municipal Building & Electrical Permits: Copies of submitted permit applications or issued permits prior to starting construction.

Plan Review Deposit Fee

Physical Drawing

Choose a file or drop it here
 

Physical Drawing

Choose a file or drop it here
 


Digital PDF

Choose a file or drop it here
 

6. SHOPPING CENTER OPERATIONAL RULES & CONDITIONS

Tenant and Contractor must strictly adhere to the following retail construction guidelines:

Construction Dust & Noise Controls: Dust barricades (floor-to-ceiling drywall or temporary barricade walls painted to match mall standards) must be erected before starting work. No dust or debris may migrate into the public mall concourse or adjacent stores.

Work Hours: All noisy work (core drilling, tile removal, structural grinding) must occur outside standard mall operating hours (between 10:00 PM and 7:00 AM). Standard quiet construction may occur during off-hours or normal operational hours if contained within barricades.

Deliveries & Staging: Material deliveries must pass through designated rear loading docks and service corridors only. No construction materials, ladders, or equipment may be transported through public entrances or the main mall concourse during operational hours.

Fire System Isolation: Draining sprinkler lines or disabling smoke detectors requires 48 hours' prior written notice to Mall Operations to prevent false alarms.

As-Built & Final Submissions: Tenant must provide final CAD/PDF "As-Built" drawings and an executed Certificate of Occupancy to Landlord within thirty (30) days of opening.

7. TENANT ACKNOWLEDGMENT & AUTHORIZATION

Tenant certifies that all submitted plans comply with local building codes, Americans with Disabilities Act (ADA) requirements, and the Shopping Center Design Criteria manual. No physical alterations or signage installations may begin until Landlord grants formal written authorization.


Tenant Signature

FOR LANDLORD & MALL MANAGEMENT USE ONLY

Date Received

Reviewed By

Storefront Design

Signage Package

COI Approved

Landlord Conditions & Notes

Landlord / Operations Signature

Form Template Insights

Please remove this form template insights section before publishing.


The core sections of the form break down into specific operational mechanisms, key risk areas, and strategic design considerations:

Section 1: Applicant & Premises Identification

  • Primary Function: Establishes the corporate entity responsible for the alteration and identifies the exact physical boundary of the work.
  • Key Insight: In commercial real estate, the entity signing the contract is often a corporate shell (e.g., an LLC) distinct from the brand operating the store (the "DBA" or Doing Business As). Capturing both corporate names, alongside on-site store management and emergency contacts, ensures the landlord knows who to contact immediately if a water line breaks at 2:00 AM during construction.

Section 2: Scope of Work & Project Timeline

  • Primary Function: Categorizes the exact nature of the construction and sets firm schedule boundaries.
  • Key Insight: Categorizing work into distinct engineering disciplines (MEP, Architectural, Structural, Life Safety) allows property managers to instantly route the request to the correct technical reviewers. Defining target start and grand opening dates prevents "ghost construction"—projects that drag on indefinitely, visually disrupting neighboring tenants and causing foot-traffic drops for adjacent stores.

Section 3 & 4: Design Team & Contractor Directory

  • Primary Function: Verifies that qualified, licensed professionals are performing the design and installation.
  • Key Insight: Construction in a shared retail environment carries high collateral risk. Unlicensed contractors can damage building-wide systems (like main plumbing stacks or structural slabs). Demanding state license numbers and direct mobile lines for site superintendents gives property management real-time access to the person actually running the job site, rather than an off-site corporate office.

Section 5: Comprehensive Submission Checklist (The Documentation Gate)

  • Primary Function: Serves as the evidentiary baseline required before review even begins.
  • Key Insight: This is the most crucial protective layer of the document.
    • Architectural & Engineering Drawings: Stamped drawings ensure a licensed professional takes technical responsibility for structural loads and code compliance.
    • Certificate of Insurance (COI): Requiring the landlord and management company to be named as "Additional Insureds" transfers financial coverage away from the property owner if a contractor injures someone or damages the building.
    • Permits & Fees: Ensures the tenant bears full responsibility for municipal approvals and covers the landlord's administrative expenses for reviewing complex engineering plans.

Section 6: Building Rules & Compliance Agreement

  • Primary Function: Establishes operational boundaries to protect surrounding tenants, public safety, and property condition.
  • Key Insight: Unlike standalone buildings, retail centers depend heavily on shared infrastructure and customer experience. This section acts as a binding contract governing construction behavior:
    • Noise Controls: Prevents heavy core drilling or tile removal during peak shopping hours.
    • Dust & Debris Management: Protects common area air quality and neighboring store inventory from particulate damage.
    • System Interruptions: Establishes a strict notice window (usually 48–72 hours) before turning off fire sprinklers or power feeders, protecting the property from catastrophic life-safety failures.
    • As-Built Requirement: Forces the tenant to deliver final, updated drawings after construction ends, ensuring the landlord has an accurate master map of electrical and plumbing lines for future tenants.

Section 7 & Sign-off: Tenant Acknowledgment & Landlord Approval

  • Primary Function: Reaffirmation of lease covenants and formal execution of permission.
  • Key Insight: The form explicitly states that submitting a request does not equal authorization. The formal sign-off block protects the landlord from "unauthorized commencement"—allowing property managers to issue immediate stop-work orders if a tenant starts building before written approval is granted.

Mandatory Questions Recommendation

Please remove this mandatory questions recommendation section before publishing.


While every field on the form serves a practical purpose, six non-negotiable core fields act as absolute failure points if left blank. Missing any of these renders the form unusable for property managers and operations teams.

1. Exact Entity Name & On-Site Emergency Contacts

  • Why it is mandatory: Property managers must know precisely which corporate entity holds financial accountability for the work, as well as who to reach in an immediate crisis. If a pipe ruptures or a breaker trips after hours during construction, property staff need direct mobile access to site superintendents—not a general customer service line—to prevent widespread building damage.

2. Detailed Description of Proposed Work & Target Schedule

  • Why it is mandatory: Building management needs full visibility into the physical changes taking place to evaluate structural impact, noise levels, and utility demands. Clear start and end dates allow management to schedule building inspections, coordinate surrounding tenant operations, and prevent construction delays from bleeding into peak business hours.

3. General Contractor Name & License Number

  • Why it is mandatory: Unlicensed contractors pose massive risks to building infrastructure, trade standards, and building codes. Verifying active state or municipal license numbers ensures the individuals performing structural, electrical, or plumbing modifications meet professional qualification standards and carry official trade accountability.

4. Certificate of Insurance (COI) with Property Manager Named as Additional Insured

  • Why it is mandatory: Construction inherently carries risks of property damage, utility failure, and physical injury. Requiring proof of insurance—and naming the property owner as additional insured—ensures that if a worker causes a fire or breaks a water main, financial claims fall on the contractor's insurance carrier rather than the property owner's policy.

5. Stamped Architectural & Engineering (MEP) Plans

  • Why it is mandatory: Property owners cannot independently verify whether a wall is load-bearing or if an HVAC alteration will disrupt the building's central airflow balance. Stamped plans shift technical responsibility onto certified architects and engineers, guaranteeing the design meets safety codes and structural load capacities.

6. Tenant Acknowledgment & Formal Signature

  • Why it is mandatory: Work cannot begin based on verbal discussions or unapproved drafts. A signed acknowledgment confirms the tenant agrees to follow all building rules—such as off-hours noisy work and dust control—and understands that physical construction cannot start until written authorization is issued.
Total control: Create your own form like this with Zapof.
This form is protected by Google reCAPTCHA. Privacy - Terms.
 
Built using Zapof